KW
Kathleen R. Walker
GOAR, ENDRISS & WALKER, P.A.
Some features on this profile are disabled
CRD#: 5243584
KW
Professional summary
Kathleen Roberts Walker, CFP® is a registered financial advisor currently at GOAR, ENDRISS & WALKER, P.A. .
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kathleen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Roberts Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
June 28, 2000 - Present
GOAR, ENDRISS & WALKER, P.A.
RIA
CRD#: 142160
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/28/2000)
Current Firm
GE
GOAR, ENDRISS & WALKER, P.A.
GOAR, ENDRISS & WALKER, P.A.
CRD#: 142160 / SEC#:
Florida
Registered Investment Advisory firm - (10/3/1996 Approved)Kentucky
Registered Investment Advisory firm - (11/20/2006 Terminated)West Virginia
Registered Investment Advisory firm - (11/20/2006 Terminated)Loading...
Contact information
Main Address
1590 First Street, Sarasota, FL 34236
Mailing Address
Phone number
(941) 366-6380
Established
Firm type
Fiscal year end
# of Employees
8
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 26,000,401 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
