Braydon M. Strous
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Braydon Michael Strous, who also goes by Braydon Stous, Braydon M Strous, was a registered financial professional .
Braydon is a previously registered financial professional and started their career in finance in 2006. Braydon had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2015 - April 3, 2017
ADP BROKER-DEALER, INC.
February 24, 2014 - August 19, 2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
February 29, 2012 - February 18, 2014
TD AMERITRADE, INC.
February 29, 2012 - February 18, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 28, 2012 - February 18, 2014
TD AMERITRADE, INC.
August 4, 2010 - February 17, 2012
PNC WEALTH MANAGEMENT LLC
August 4, 2010 - February 17, 2012
PNC WEALTH MANAGEMENT LLC
August 10, 2009 - July 7, 2010
WADDELL & REED
August 3, 2009 - July 7, 2010
WADDELL & REED
December 21, 2006 - July 10, 2009
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
