Thomas M. White

MOUNTAIN WEALTH MANAGEMENT

Bozeman, MT 59715

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CRD#: 5242384

Professional summary

Thomas Michael White is a registered financial advisor currently at MOUNTAIN WEALTH MANAGEMENT, LLC located in Bozeman, Montana.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Thomas has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*21577 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BOBCAT QUARTERBACK CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: P.O. 1906 ONE BOBCAT CIRCLE, BOZEMAN MT 59715, MONTANA HALL, MONTANA STATE UNIVERSITY, BOZEMAN, M BOZEMAN, MONTANA 59771 NATURE OF BUSINESS: OTHER,501(C)3 POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 12/1/2000 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER Practice of Law limited to Probate, Estate Planning and Real Estate Transactions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael White's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2021 - Present

MOUNTAIN WEALTH MANAGEMENT, LLC

Office #1: 113 East Oak St Suite 4a, Bozeman, MT 59715

RIA

CRD#: 309244

Bozeman, MT

Past

June 30, 2017 - October 1, 2021

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Bozeman, MT

Past

June 15, 2017 - September 30, 2021

HIGHTOWER SECURITIES, LLC

CRD#: 116681

Bozeman, MT

Past

March 6, 2007 - June 19, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOZEMAN, MT

Past

January 26, 2007 - June 19, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOZEMAN, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(8/10/2021)

IAR

Texas
(1/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/5/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/17/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/2007

General Securities Representative Examination

Current Firm

MOUNTAIN WEALTH MANAGEMENT, LLC

CRD#: 309244 / SEC#:

Montana

Registered Investment Advisory firm - (9/9/2020 Approved)

Texas

Registered Investment Advisory firm - (1/22/2024 Conditional Restricted)

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Contact information

Main Address

113 East Oak St Suite 4a, Bozeman, MT 59715

Mailing Address

Phone number

(406) 223-4311

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	222
AUM (Assets Under Management)	$ 49,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael White's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOUNTAIN WEALTH MANAGEMENT, LLC

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 3/5/2007

Series 7TO

Date: 3/17/2024

SIE

Date: 10/1/2018

Series 7

Date: 1/25/2007

Current Firm

MOUNTAIN WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOUNTAIN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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