Mohua Das

CRIMSON OAK WEALTH MANAGEMENT

Lexington, KY 40504

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CRD#: 5242322

Professional summary

Mohua Das, CFP®, who also goes by Mou Das, is a registered financial advisor currently at CRIMSON OAK WEALTH MANAGEMENT, LLC located in Lexington, Kentucky.

Mohua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mohua has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mou Das

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mohua Das's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

June 12, 2014 - Present

CRIMSON OAK WEALTH MANAGEMENT, LLC

Office #1: 704 Spring Meadows Drive Unit A, Lexington, KY 40504

RIA

CRD#: 171360

Lexington, KY

Past

May 15, 2009 - June 19, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEXINGTON, KY

Past

May 15, 2009 - June 19, 2014

LPL FINANCIAL LLC

CRD#: 6413

LEXINGTON, KY

Past

January 15, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LEXINGTON, KY

Past

January 2, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LEXINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(6/12/2014)

IAR

Ohio
(6/12/2014)

IAR

Texas
(6/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/29/2006

General Securities Representative Examination

Current Firm

CRIMSON OAK WEALTH MANAGEMENT, LLC

CRD#: 171360 / SEC#:

Kentucky

Registered Investment Advisory firm - (6/12/2014 Approved)

Ohio

Registered Investment Advisory firm - (6/12/2014 Approved)

Texas

Registered Investment Advisory firm - (6/3/2022 Approved)

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Contact information

Main Address

704 Spring Meadows Drive Unit A, Lexington, KY 40504

Mailing Address

Phone number

(859) 309-1738

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 34,735,461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mohua Das

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mohua Das's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRIMSON OAK WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2007

Series 7

Date: 12/29/2006

Current Firm

CRIMSON OAK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CRIMSON OAK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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