Tara M. Henderson

Some features on this profile are disabled

CRD#: 5242188

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tara Melissa Henderson, AIF®, CFP®, who also goes by Tara Melissa Ogg, was a registered financial professional .

Tara is a previously registered financial professional and started their career in finance in 2007. Tara had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tara Melissa Ogg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Past

May 22, 2018 - May 4, 2022

G&S CAPITAL LLC

RIA

CRD#: 171033

DENVER, CO

Past

January 3, 2014 - March 19, 2018

NORTHSTAR SECURITIES, LLC

CRD#: 150409

GREENWOOD VILLAGE, CO

Past

July 26, 2011 - September 10, 2012

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

January 12, 2011 - July 27, 2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

RIA

CRD#: 102920

ENGLEWOOD, CO

Past

December 10, 2010 - July 27, 2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

ENGLEWOOD, CO

Past

January 4, 2010 - July 28, 2010

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

COLUMBUS, OH

Past

February 11, 2008 - July 28, 2010

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

May 1, 2007 - February 7, 2008

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

G&S CAPITAL LLC

CRD#: 171033 / SEC#: 801-79801

RIA

Registered Investment Advisory firm - (5/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/30/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/2009

General Securities Principal Examination

Current Firm

G&S CAPITAL LLC

CRD#: 171033 / SEC#: 801-79801

RIA

Registered Investment Advisory firm - (5/27/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7887 E. Belleview Ave. Suite 1225, Denver, CO 80111

Mailing Address

Phone number

(303) 773-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

G&S FORM ADV PART 2A (2/13/2025)

Regulatory assets under management

Total Number of Accounts	1,164
AUM (Assets Under Management)	$ 389,047,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tara M. Henderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NORTHSTAR SECURITIES, LLC

TRANSAMERICA CAPITAL, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

JPMORGAN DISTRIBUTION SERVICES, INC.

Primary Firm SEC Registration

G&S CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2018

Series 63

Date: 4/6/2007

SIE

Date: 3/19/2018

Series 7

Date: 10/29/2008

Series 6

Date: 4/30/2007

Series 24

Date: 10/14/2009

Current Firm

G&S CAPITAL LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

G&S CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors