Dulguun Batjargal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dulguun Batjargal, who also goes by Dee Batjargal, Dulgunn Batjargal, was a registered financial professional .
Dulguun is a previously registered financial professional and started their career in finance in 2008. Dulguun had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2022 - August 4, 2025
WEILD & CO.
April 8, 2015 - December 31, 2019
JRL CAPITAL ADVISORS LLC
April 8, 2015 - December 31, 2019
JRL CAPITAL CORPORATION
November 5, 2012 - November 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 2012 - November 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 9, 2009 - November 5, 2012
UBS FINANCIAL SERVICES INC.
October 28, 2008 - November 5, 2012
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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