DU
David W. Upchurch
HEADLAND CAPITAL
St. Augustine, FL 32084
Some features on this profile are disabled
CRD#: 5241854
DU
Professional summary
David Whittle Upchurch, who also goes by Dave Upchurch, David Upchurch, is a registered financial advisor currently at HEADLAND CAPITAL located in St. Augustine, Florida and LPL FINANCIAL LLC located in St. Augustine, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Upchurch | David Upchurch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) 4/27/2016 - Old Quarry Enterprises, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 8/1/16 - Old Quarry is S-corp entity through which all compensation flows for tax purposes. 2.) 6/18/2018 - Upchurch and Corn Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/06/2018 - 120 Hours Per Month/100 Hours During Securities Trading. 3.) 12/10/2020 - Coastal Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/9/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 4.) 5/25/2021 - GamePlan Insurance & Financial Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/15/2017 - 80 Hours Per Month/5 Hours During Securities Trading - Life, Disability Long Term care. 5.) 12/31/2024 - Headland Capital LLC- Registered Investment Advisor Hybrid- IAR- Investment Related - At Reported Business Location(s) - Start Date 12/16/2024- 1200 hours per month/ during trading- I provide investment advisory services through Headland Capital LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view David Whittle Upchurch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2025 - Present
HEADLAND CAPITAL
Office #1: 24 Cathedral Place, Suite 500, St. Augustine, FL 32084RIA
CRD#: 332277
St. Augustine, FL
Current
April 27, 2016 - Present
LPL FINANCIAL LLC
Office #1: 24 Cathedral Pl. Ste 500, St. Augustine, FL 32084RIA
BD
CRD#: 6413
St. Augustine, FL
Past
August 30, 2017 - December 18, 2024
MARYLAND FINANCIAL GROUP, INC.
RIA
CRD#: 122320
ST. AUGUSTINE, FL
Past
August 19, 2014 - May 11, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SAINT AUGUSTINE, FL
Past
January 1, 2008 - August 18, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
ST AUGUSTINE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HEADLAND CAPITAL
BARNETT WEALTH ADVISORS, LLC | UPCHURCH & CORN ADVISORS, LLC | HEADLAND CAPITAL, LLC | HEADLAND CAPITAL | COASTAL WEALTH MANAGEMENT, LLC
CRD#: 332277 / SEC#: 801-130923
RIA
Registered Investment Advisory firm - (9/24/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/27/2016)
IAR
Florida(1/14/2025)
RR
Illinois(10/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HC
HEADLAND CAPITAL
BARNETT WEALTH ADVISORS, LLC | UPCHURCH & CORN ADVISORS, LLC | HEADLAND CAPITAL, LLC | HEADLAND CAPITAL | COASTAL WEALTH MANAGEMENT, LLC
CRD#: 332277 / SEC#: 801-130923
RIA
Registered Investment Advisory firm - (9/24/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
300 West Coleman Blvd. Suite 204, Mt. Pleasant, SC 29464
Mailing Address
Phone number
(843) 388-4300
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,509 |
| AUM (Assets Under Management) | $ 403,025,177 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HEADLAND CAPITAL
CRD#: 332277St. Augustine, FL 32084TRUST BUT VERIFY
Monitor David Upchurch
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
