JD
John A. Dougherty
DOUGHERTY INVESTMENT ADVISORS
Spring Hill, FL 34606
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CRD#: 5241803
JD
Professional summary
John Archer Dougherty is a registered financial advisor currently at DOUGHERTY INVESTMENT ADVISORS located in Spring Hill, Florida.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JOHN ARCHER DOUGHERTY, INC. - NON-INVESTMENT RELATED - 10645 PINE ISLAND DR.
PINE ISLAND, FL 34607 - HOLDING COMPANY - DIRECTOR AND OWNER - 02/2003 TO PRESENT
CRS (Client Relationship Summary) - RIA
Click below to view John Archer Dougherty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 1998 - Present
DOUGHERTY INVESTMENT ADVISORS
Office #1: 4048 Deltona Blvd., Spring Hill, FL 34606RIA
CRD#: 142284
Spring Hill, FL
Past
January 21, 1998 - December 31, 2011
DOUGHERTY INVESTMENT ADVISORS
RIA
CRD#: 142284
SPRING HILL, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DI
DOUGHERTY INVESTMENT ADVISORS
DOUGHERTY & ASSOCIATES, LLC | WATSON DOUGHERTY | DOUGHERTY INVESTMENT ADVISORS
CRD#: 142284 / SEC#: 801-132948
RIA
Registered Investment Advisory firm - (6/11/2025 Approved)Florida
Registered Investment Advisory firm - (7/10/2025 Terminated)Texas
Registered Investment Advisory firm - (7/10/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/21/1998)
IAR
Texas(10/28/2016)
Exams
Current Firm
DI
DOUGHERTY INVESTMENT ADVISORS
DOUGHERTY & ASSOCIATES, LLC | WATSON DOUGHERTY | DOUGHERTY INVESTMENT ADVISORS
CRD#: 142284 / SEC#: 801-132948
RIA
Registered Investment Advisory firm - (6/11/2025 Approved)Florida
Registered Investment Advisory firm - (7/10/2025 Terminated)Texas
Registered Investment Advisory firm - (7/10/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4048 Deltona Blvd., Spring Hill, FL 34606
Mailing Address
P.o.box 15629, Brooksville, FL 34604
Phone number
(352) 238-6411
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 420 |
| AUM (Assets Under Management) | $ 113,881,819 |
Red Flags
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Company Information
DOUGHERTY INVESTMENT ADVISORS
CRD#: 142284Spring Hill, FL 34606TRUST BUT VERIFY
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