Stuart A. Jeffery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart A Jeffery, who also goes by Stu Jeffery, was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 2006. Stuart had worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2020 - September 7, 2023
CRITO CAPITAL LLC
August 28, 2018 - November 5, 2019
AEON CAPITAL INC
August 2, 2017 - July 24, 2018
LAIDLAW & COMPANY (UK) LTD.
November 30, 2016 - August 8, 2017
NATIONAL SECURITIES CORPORATION
October 17, 2016 - November 11, 2016
FIRST STANDARD FINANCIAL COMPANY LLC
January 30, 2015 - October 20, 2016
ROTHSCHILD LIEBERMAN LLC
May 19, 2014 - January 20, 2015
WESTPARK CAPITAL, INC.
December 23, 2013 - July 15, 2014
CORINTHIAN PARTNERS, L.L.C.
July 10, 2013 - December 23, 2013
PAULSON INVESTMENT COMPANY LLC
March 14, 2013 - May 20, 2013
JOHN THOMAS FINANCIAL
January 29, 2013 - April 5, 2013
ROCKWELL GLOBAL CAPITAL LLC
June 29, 2011 - January 3, 2012
JOHN THOMAS FINANCIAL
April 26, 2011 - June 28, 2011
OBSIDIAN FINANCIAL GROUP, LLC
February 15, 2010 - April 13, 2011
FIRST MERGER CAPITAL, INC
August 26, 2009 - February 22, 2010
SEABOARD SECURITIES, INC.
October 30, 2008 - August 26, 2009
GARDEN STATE SECURITIES, INC.
May 19, 2008 - October 22, 2008
GRANTA CAPITAL GROUP LLC
September 13, 2007 - May 15, 2008
GARDEN STATE SECURITIES, INC.
November 3, 2006 - September 4, 2007
PHD CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRITO CAPITAL LLC
CRD#: 161724 / SEC#: , 8-69050
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
