AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SL

Shane E. Luttrell

Some features on this profile are disabled
CRD#: 5241530
SL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shane E Luttrell was a registered financial professional .

Shane is a previously registered financial professional and started their career in finance in 2006. Shane had worked at 3 firms and has passed the Series 66, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 28, 2011 - July 27, 2012

NATIONAL PENSION & GROUP CONSULTANTS, INC

BD
CRD#: 613
KANSAS CITY, MO
Past

March 11, 2010 - September 10, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
COVINGTON, KY
Past

February 26, 2010 - September 10, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
COVINGTON, KY
Past

November 15, 2006 - October 31, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
FAIRBORN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/25/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/14/2006
Investment Company Products/Variable Contracts Representative Examination

Current Firm

NP
NATIONAL PENSION & GROUP CONSULTANTS, INC
NATIONAL PENSION & GROUP CONSULTANTS, INC | NATIONAL PENSION & GROUP CONSULTANTS, INC.

CRD#: 613 / SEC#: , 8-11206

BD
Terminated by SEC on 01/29/2019
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3130 Broadway, Kansas City, MO 64111
Mailing Address
Phone number
Established
District of Columbia since 05/18/1961
Firm type
Corporation
Fiscal year end
April
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
JONES, BRADFORD RYANSHAREHOLDER6718248
JONES, BRYSON LEESHAREHOLDER3078547
JONES, RICHARD FORREST JRSHAREHOLDER3081842
ELLIOTT, STEPHEN ASHLEY SRCHIEF COMPLIANCE OFFICER, SECRETARY3247244
JONES, RICHARD FORRESTDIRECTOR,CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER261633

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NATIONAL PENSION & GROUP CONSULTANTS, INC

CRD#: 613

TRUST BUT VERIFY

Monitor Shane Luttrell

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.