James C. Bussart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Christopher Bussart, who also goes by Jim Bussart, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2006. James had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2011 - December 31, 2013
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
March 3, 2008 - December 31, 2013
RESOURCE HORIZONS GROUP LLC
February 20, 2007 - February 28, 2008
STONEX SECURITIES INC.
November 23, 2006 - February 8, 2007
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
CRD#: 143384 / SEC#: 801-68068
Contact information
Red Flags
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