Thomas J. Villeneuve

MONADNOCK RETIREMENT SOLUTIONS

Hancock, NH

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CRD#: 5240912

Professional summary

Thomas John Villeneuve, who also goes by Thomas John VIlleneuve, Thomas J Villeneuve, is a registered financial advisor currently at MONADNOCK RETIREMENT SOLUTIONS, LLC located in Hancock, New Hampshire.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Thomas has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas John Villeneuve | Thomas J Villeneuve

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent - Life and Health Insurance Licensed - approximately 10% of his time per month. UNH CHESHIRE ACADEMY OF LIFELONG LEARNING; NON-INVESTMENT RELATED; KEENE, NH; PART-TIME INSTRUCTOR; START - 01/2024; 5 HRS/MO DURING TRADING; PROVIDING BASIC FINANCIAL EDUCATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas John Villeneuve's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2019 - Present

MONADNOCK RETIREMENT SOLUTIONS, LLC

RIA

CRD#: 305198

Hancock, NH

Past

January 4, 2019 - August 2, 2019

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

BRATTLEBORO, VT

Past

August 7, 2018 - August 2, 2019

CITIZENS SECURITIES, INC.

CRD#: 39550

BRATTLEBORO, VT

Past

October 12, 2017 - August 2, 2018

NYLIFE SECURITIES LLC

CRD#: 5167

SOUTH PORTLAND, ME

Past

June 16, 2010 - May 17, 2017

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

BERYWN, PA

Past

July 10, 2007 - May 17, 2017

NYLIFE SECURITIES LLC

CRD#: 5167

BERWYN, PA

Past

November 22, 2006 - May 23, 2007

WADDELL & REED

RIA

CRD#: 866

MANCHESTER, NH

Past

November 9, 2006 - May 23, 2007

WADDELL & REED

CRD#: 866

MANCHESTER, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(9/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2019

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/21/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/8/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/17/2013

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MONADNOCK RETIREMENT SOLUTIONS, LLC

CRD#: 305198 / SEC#:

New Hampshire

Registered Investment Advisory firm - (9/13/2019 Approved)

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Contact information

Main Address

Hancock, NH

Mailing Address

Phone number

(603) 491-4092

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 6,044,042

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas J. Villeneuve

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas John Villeneuve's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

NYLIFE SECURITIES LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2019

Series 65

Date: 11/21/2006

Series 63

Date: 11/14/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/15/2016

Series 6

Date: 11/8/2006

Series 26

Date: 4/17/2013

Current Firm

MONADNOCK RETIREMENT SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONADNOCK RETIREMENT SOLUTIONS, LLC

TRUST BUT VERIFY

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