Susan J. Eigenman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Joyce Eigenman, who also goes by Susan Eigenman-hatfield, Susan Joyce Manning, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2006. Susan had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2017 - November 20, 2020
BANKERS LIFE ADVISORY SERVICES, INC.
September 26, 2017 - November 20, 2020
BANKERS LIFE SECURITIES, INC.
January 3, 2011 - November 28, 2016
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - November 28, 2016
WELLS FARGO CLEARING SERVICES, LLC
December 18, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
December 1, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
