Mark A. Sauter
Professional summary
Mark Allen Sauter MR, who also goes by Mark Allen Sauter Mr, is a registered financial professional currently at BRADLEY WOODS & CO. LTD. located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Allen Sauter MR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2026 - Present
BRADLEY WOODS & CO. LTD.
Office #1: 845 Third Ave, Suite 1703, New York, NY 10022March 26, 2014 - February 10, 2026
PICKWICK CAPITAL PARTNERS, LLC
February 21, 2007 - April 20, 2012
LEGEND MERCHANT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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