Mark B. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Brandon Green, who also goes by Mark Green, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2006. Mark had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2019 - January 13, 2021
MARKETRIDERS
January 3, 2011 - May 25, 2012
U.S. BANCORP INVESTMENTS, INC.
January 3, 2011 - May 25, 2012
U.S. BANCORP INVESTMENTS, INC.
September 3, 2010 - January 4, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 3, 2010 - January 4, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 6, 2007 - September 7, 2010
EDWARD JONES
December 14, 2006 - September 7, 2010
EDWARD JONES
Primary Firm SEC Registration
MARKETRIDERS
CRD#: 147963 / SEC#: 801-69514
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARKETRIDERS
CRD#: 147963 / SEC#: 801-69514
Contact information
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 302 |
| AUM (Assets Under Management) | $ 485,640,168 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
