AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Raymond Albert Panquerne

Raymond A. Panquerne

SIGNAL ADVISORS WEALTH
BATON ROUGE, LA 70816
Some features on this profile are disabled
CRD#: 5240588
Raymond Albert Panquerne

Professional summary

Raymond Albert Panquerne, CFP®, who also goes by Raymond A Panquerne III, Raymond A Panquerne III, is a registered financial advisor currently at SIGNAL ADVISORS WEALTH, LLC located in Baton Rouge, Louisiana.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Raymond has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Raymond A Panquerne Iii | Raymond A Panquerne Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Albert Panquerne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

March 9, 2026 - Present

SIGNAL ADVISORS WEALTH, LLC

Office #1: 4600 Sherwood Common Boulevard Suite 201, Baton Rouge, LA 70816
RIA
CRD#: 301086
BATON ROUGE, LA
Past

January 9, 2018 - March 9, 2026

LEVEL FOUR ADVISORY SERVICES

RIA
CRD#: 134086
Baton Rouge, LA
Past

March 19, 2015 - November 21, 2017

CFG ADVISORS LLC

RIA
CRD#: 153561
FRISCO, TX
Past

September 1, 2011 - February 19, 2015

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
DALLAS, TX
Past

September 1, 2011 - February 19, 2015

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
DALLAS, TX
Past

April 18, 2008 - August 10, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
DALLAS, TX
Past

March 24, 2008 - August 10, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
DALLAS, TX
Past

November 29, 2006 - March 14, 2008

CAPITAL ONE INVESTMENTS, LLC

BD
CRD#: 17526
BEAUMONT, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIGNAL ADVISORS WEALTH, LLC
CARDINAL WEALTH MANAGEMENT LLC | TWO WATERS WEALTH MANAGEMENT | SIGNAL WEALTH | SIGNAL ADVISORS WEALTH, LLC | SECURE MONEY STRATEGIES, LLC | RETIREMENT PROTECTORS, INC. | RELIABLE WEALTH FINANCIAL GROUP | NEW SMYRNA BEACH RETIREMENT SOLUTIONS | LIONHEAD ASSET MANAGEMENT | JOURNEY WEALTH STRATEGIES | HERITAGE FINANCIAL RESOURCES WEALTH MANAGEMENT, LLC | FJ SHAW PRIVATE WEALTH | FAMILY RETIREMENT SERVICES | CASHMORE INVESTMENTS

CRD#: 301086 / SEC#: 801-127017

RIA
Registered Investment Advisory firm - (12/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(3/9/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/15/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/16/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/19/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/16/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/28/2006
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SA
SIGNAL ADVISORS WEALTH, LLC
CARDINAL WEALTH MANAGEMENT LLC | TWO WATERS WEALTH MANAGEMENT | SIGNAL WEALTH | SIGNAL ADVISORS WEALTH, LLC | SECURE MONEY STRATEGIES, LLC | RETIREMENT PROTECTORS, INC. | RELIABLE WEALTH FINANCIAL GROUP | NEW SMYRNA BEACH RETIREMENT SOLUTIONS | LIONHEAD ASSET MANAGEMENT | JOURNEY WEALTH STRATEGIES | HERITAGE FINANCIAL RESOURCES WEALTH MANAGEMENT, LLC | FJ SHAW PRIVATE WEALTH | FAMILY RETIREMENT SERVICES | CASHMORE INVESTMENTS

CRD#: 301086 / SEC#: 801-127017

RIA
Registered Investment Advisory firm - (12/8/2022 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1555 Broadway St, Detroit, MI 48226
Mailing Address
Phone number
+1 (866) 774-4625
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIGNAL ADVISORS WRAP FEE BROCHURE (10/1/2025)
ADV PART 2A BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts10,250
AUM (Assets Under Management)$ 1,352,814,108

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGNAL ADVISORS WEALTH, LLC

CRD#: 301086Baton Rouge, LA 70816

TRUST BUT VERIFY

Monitor Raymond Panquerne

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Frederick K Sharbaugh
Frederick SharbaughAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
Baton Rouge, LA
GN
Garrett NortonAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Baton Rouge, LA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.