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Robert Christopher Rubino

CRD# 5240148·Registered 2006 - 2022
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Christopher Rubino was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2006 - 2022. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

BML SECURITIES LLC·CRD# 167535
BD
Marshfield, MA
December 3, 2020 - August 15, 2022
FIRST CITIZENS CAPITAL SECURITIES, LLC·CRD# 41504
BD
New York, NY
May 17, 2019 - June 9, 2020
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Boston, MA
April 8, 2016 - June 16, 2017
CITIZENS CAPITAL MARKETS·CRD# 277073
BD
Boston, MA
February 11, 2016 - June 15, 2017
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Philadelphia, PA
September 17, 2010 - February 12, 2016
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Boston, MA
July 7, 2009 - January 27, 2010
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
November 7, 2006 - July 25, 2007

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Current Firm

BS
BML SECURITIES LLC

BML SECURITIES LLC

CRD#: 167535 / SEC#: 8-69262
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

2016 Ocean St Unit 23, Marshfield, MA 02050

Mailing Address

2016 Ocean St Unit 23, Marshfield, MA 02050

Phone Number

(617) 367-0099

Established

Massachusetts since 02/19/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BENNING ASSOCIATES LLCMANAGING MEMBER—
BUSINESS CAPITAL EXCHANGE INCMANAGING MEMBER—
NORTH RIVER CAPITAL LLCMANAGING MEMBER—
FLYNN, PETER FRANCISCCO/FINOP/CFO2655124
LANDON, RUSSELL WOODWORTHMANAGER1847140

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Dec 2015About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Nov 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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