Robert C. Rubino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Christopher Rubino was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2006. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2020 - August 15, 2022
BML SECURITIES LLC
May 17, 2019 - June 9, 2020
FIRST CITIZENS CAPITAL SECURITIES, LLC
April 8, 2016 - June 16, 2017
CITIZENS SECURITIES, INC.
February 11, 2016 - June 15, 2017
CITIZENS CAPITAL MARKETS
September 17, 2010 - February 12, 2016
CITIZENS SECURITIES, INC.
July 7, 2009 - January 27, 2010
NATWEST MARKETS SECURITIES INC.
November 7, 2006 - July 25, 2007
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
BML SECURITIES LLC
CRD#: 167535 / SEC#: , 8-69262
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENNING ASSOCIATES LLC | MANAGING MEMBER | |
| BUSINESS CAPITAL EXCHANGE INC | MANAGING MEMBER | |
| NORTH RIVER CAPITAL LLC | MANAGING MEMBER | |
| FLYNN, PETER FRANCIS | CCO/FINOP | 2655124 |
Red Flags
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