IP
Ian K. Prager
Ketchum, ID
CRD#: 5239810
Some features on this profile are disabled
IP
Ian Kenneth Prager
Professional summary
Ian Kenneth Prager was a registered financial professional .
Ian is registered as a RR (Registered Representative) and started their career in finance in 2007. Ian had worked at 3 firms and has passed the Series 63, SIE, Series 50, Series 7 and Series 54 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2026 - Present
Ketchum, ID
Past
January 3, 2023 - April 22, 2026
HILLTOP SECURITIES INC.
BD
CRD#: 6220
San Francisco, CA
Past
February 15, 2007 - January 5, 2023
PRAGER & CO., LLC
BD
CRD#: 21567
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(6/25/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
