Thomas T. Gerardi

SYNERGY INVESTMENT MANAGEMENT LLC

Ocala, FL

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CRD#: 5239624

Professional summary

Thomas Theodore Gerardi, who also goes by Thomas Gerardi, Tom Gerardi, is a registered financial advisor currently at SYNERGY INVESTMENT MANAGEMENT LLC located in Ocala, Florida and LPL FINANCIAL LLC located in The Villages, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Thomas has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Gerardi | Tom Gerardi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Theodore Gerardi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2025 - Present

SYNERGY INVESTMENT MANAGEMENT LLC

Office #2: 978 Del Mar Drive, The Villages, FL 32159

RIA

CRD#: 305961

Ocala, FL

Current

December 4, 2019 - Present

LPL FINANCIAL LLC

Office #1: 978 Del Mar Drive, The Villages, FL 32159

RIA

CRD#: 6413

The Villages, FL

Past

December 9, 2019 - February 2, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

THE VILLAGES, FL

Past

March 8, 2017 - December 12, 2019

CETERA ADVISORS LLC

RIA

CRD#: 10299

THE VILLAGES, FL

Past

March 7, 2017 - December 12, 2019

CETERA ADVISORS LLC

CRD#: 10299

THE VILLAGES, FL

Past

August 17, 2016 - March 9, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

OCALA, FL

Past

September 24, 2012 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

OCALA, FL

Past

September 21, 2012 - March 9, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

OCALA, FL

Past

March 29, 2011 - September 21, 2012

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

TALLAHASSEE, FL

Past

March 8, 2011 - September 21, 2012

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

TALLAHASSEE, FL

Past

November 26, 2007 - March 8, 2011

EDWARD JONES

RIA

CRD#: 250

OCALA, FL

Past

September 5, 2007 - March 8, 2011

EDWARD JONES

CRD#: 250

OCALA, FL

Past

December 15, 2006 - September 4, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OCALA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYNERGY INVESTMENT MANAGEMENT LLC

MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING

CRD#: 305961 / SEC#: 801-129970

RIA

Registered Investment Advisory firm - (4/19/2024 Approved)

Florida

Registered Investment Advisory firm - (4/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/11/2025)

California
(3/11/2025)

Colorado
(3/11/2025)

Delaware
(3/11/2025)

Florida
(12/9/2019)

IAR

Florida
(8/29/2025)

Georgia
(12/6/2024)

Idaho
(11/19/2024)

Illinois
(3/11/2025)

Indiana
(3/11/2025)

Iowa
(3/11/2025)

Kentucky
(3/11/2025)

Louisiana
(3/11/2025)

Maryland
(3/11/2025)

Massachusetts
(3/11/2025)

Michigan
(3/11/2025)

Nevada
(3/11/2025)

New Hampshire
(3/11/2025)

New Jersey
(3/11/2025)

New York
(3/11/2025)

North Carolina
(3/12/2025)

Ohio
(3/14/2025)

Oklahoma
(3/11/2025)

Pennsylvania
(3/11/2025)

Rhode Island
(5/7/2024)

South Carolina
(12/4/2019)

Tennessee
(12/4/2019)

Texas
(1/2/2026)

Vermont
(3/11/2025)

Virginia
(3/11/2025)

Washington
(3/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/14/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SYNERGY INVESTMENT MANAGEMENT LLC

MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING

CRD#: 305961 / SEC#: 801-129970

RIA

Registered Investment Advisory firm - (4/19/2024 Approved)

Florida

Registered Investment Advisory firm - (4/29/2024 Terminated)

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Contact information

Main Address

215 North Westmonte Drive, Altamonte Springs, FL 32714

Mailing Address

Phone number

(321) 203-4458

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SYNERGY DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, AND PRIVACY POLICY (4/21/2025)

Regulatory assets under management

Total Number of Accounts	2,070
AUM (Assets Under Management)	$ 461,195,028

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Thomas T. Gerardi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Theodore Gerardi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

EDWARD JONES

EDWARD JONES

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

SYNERGY INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/25/2007

Series 6

Date: 12/14/2006

FINRA

Current Firm

SYNERGY INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYNERGY INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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