SH

Sandra L. Holland

FORESIDE FINANCIAL SERVICES
Grove City, OH
Some features on this profile are disabled
CRD#: 5238372
SH

Professional summary


Sandra L. Holland, who also goes by Sandra Lee Hanlon, Sandra Hanlon, Sandra Lee Herron, Sandra L Holland, Sandra Lee Holland, Sandra Holland, Sandra Lee Zukowski, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Grove City, Ohio and IMST DISTRIBUTORS, LLC located in Grove City, Ohio.

Sandra is registered as a RR (Registered Representative) and started their career in finance in 2007. Sandra has worked at 18 firms and has passed the Series 66, SIE, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sandra Lee Hanlon | Sandra Hanlon | Sandra Lee Herron | Sandra L Holland | Sandra Lee Holland | Sandra Holland | Sandra Lee Zukowski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Sandra L. Holland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 16, 2026 - Present

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Grove City, OH
Current

April 16, 2026 - Present

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
Grove City, OH
Current

April 16, 2026 - Present

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
Grove City, OH
Current

April 16, 2026 - Present

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Grove City , OH
Current

April 16, 2026 - Present

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Grove City, OH
Current

April 16, 2026 - Present

MGI FUNDS DISTRIBUTORS, LLC

BD
CRD#: 35682
Grove City, OH
Current

April 16, 2026 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Grove City, OH
Current

April 16, 2026 - Present

DISTRIBUTION SERVICES, LLC

BD
CRD#: 25938
Grove City, OH
Current

April 16, 2026 - Present

FORESIDE DISTRIBUTION SERVICES, L.P.

Office #1: 2108 Gray Slate Lane, Grove City, OH 43123
BD
CRD#: 15634
Grove City, OH
Current

April 16, 2026 - Present

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
Grove City, OH
Past

February 17, 2023 - March 27, 2026

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
Grove City, OH
Past

February 16, 2023 - March 27, 2026

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PITTSBURGH, PA
Past

February 4, 2022 - January 25, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Powell, OH
Past

February 4, 2022 - January 25, 2023

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Powell, OH
Past

February 4, 2022 - January 25, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

February 4, 2022 - January 25, 2023

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

February 4, 2019 - November 9, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Strongsville, OH
Past

February 4, 2019 - November 9, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
STRONGSVILLE, OH
Past

May 24, 2018 - December 5, 2018

VALMARK ADVISERS, INC.

RIA
CRD#: 108050
Pepper Pike, OH
Past

April 26, 2018 - December 5, 2018

VALMARK SECURITIES, INC.

BD
CRD#: 31243
PEPPER PIKE, OH
Past

December 7, 2011 - April 17, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
AKRON, OH
Past

December 6, 2011 - April 17, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
AKRON, OH
Past

January 1, 2007 - November 21, 2011

OSAIC FA, INC.

BD
CRD#: 3978
CLEVELAND, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(4/16/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/12/2013
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FD
FUNDS DISTRIBUTOR, LLC
FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC

CRD#: 7174 / SEC#: , 8-20518

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Disclosures


Regulatory Event2

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FUNDS DISTRIBUTOR, LLC

CRD#: 7174Grove City, OH

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