Urszula M. Szymanski
Professional summary
Urszula M Szymanski is a registered financial professional currently at SHOPOFF SECURITIES, INC. located in Irvine, California.
Urszula is registered as a RR (Registered Representative) and started their career in finance in 2006. Urszula has worked at 2 firms and has passed the SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Urszula M Szymanski's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2015 - Present
SHOPOFF SECURITIES, INC.
Office #1: 18565 Jamboree Road Suite 200, Irvine, CA 92612September 10, 2008 - December 22, 2010
SHOPOFF SECURITIES, INC.
December 15, 2006 - September 12, 2008
GRUBB & ELLIS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
SHOPOFF SECURITIES, INC.
CRD#: 142866 / SEC#: , 8-67499
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE SHOPOFF REVOCABLE TRUST DATED 8/12/2004 | OWNER | |
| MERRIMAN, JO ALMA | CHIEF OPERATING OFFICER | 7346895 |
| SHOPOFF, CINDY MILAM | TRUSTEE | 5380583 |
| SHOPOFF, WILLIAM ANTHONY | CHIEF COMPLIANCE OFFICER / AML-CO | 1273471 |
| SHOPOFF, WILLIAM ANTHONY | PRESIDENT/CEO | 1273471 |
| SHOPOFF, WILLIAM ANTHONY | TRUSTEE | 1273471 |
| SHUMBERG, IVANA M | FINOP | 3167225 |
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