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CC

Christopher J. Calandrino

Some features on this profile are disabled
CRD#: 5238231
CC

Professional summary

Christopher John Calandrino was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Christopher is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, Christopher had worked at 13 firms, which includes JOSEPH STONE CAPITAL L.L.C., CAPE SECURITIES INC., NATIONAL SECURITIES CORPORATION, DALTON STRATEGIC INVESTMENT SERVICES INC., IAA FINANCIAL LLC, FIRST MIDWEST SECURITIES INC., JOSEPH GUNNAR & CO. LLC, OBSIDIAN FINANCIAL GROUP LLC, J.D. NICHOLAS & ASSOCIATES INC., EKN FINANCIAL SERVICES INC., PHD CAPITAL, LIBERTY PARTNERS FINANCIAL SERVICES LLC, AMERICA'S CHOICE EQUITIES LLC.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Calandrino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 9, 2015 - October 6, 2016

JOSEPH STONE CAPITAL L.L.C.

BD
CRD#: 159744
HOLBROOK, NY
Past

June 30, 2015 - October 9, 2015

CAPE SECURITIES INC.

BD
CRD#: 7072
Coram, NY
Past

November 11, 2014 - July 1, 2015

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
MELVILLE, NY
Past

April 22, 2013 - November 4, 2014

DALTON STRATEGIC INVESTMENT SERVICES INC.

BD
CRD#: 23485
MORICHES, NY
Past

August 29, 2012 - April 23, 2013

IAA FINANCIAL LLC

BD
CRD#: 6578
WEST PALM BEACH, FL
Past

June 19, 2012 - September 5, 2012

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
HAUPPAUGE, NY
Past

March 29, 2012 - June 20, 2012

JOSEPH GUNNAR & CO. LLC

BD
CRD#: 24795
HAUPPAUGE, NY
Past

November 22, 2011 - April 18, 2012

OBSIDIAN FINANCIAL GROUP, LLC

BD
CRD#: 104255
WOODBURY, NY
Past

August 19, 2011 - December 21, 2011

J.D. NICHOLAS & ASSOCIATES, INC.

BD
CRD#: 44791
LAKE GROVE, NY
Past

August 31, 2010 - August 22, 2011

CAPE SECURITIES INC.

BD
CRD#: 7072
HOLBROOK, NY
Past

April 30, 2010 - July 28, 2010

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
FARMINGVILLE, NY
Past

March 19, 2010 - May 24, 2010

PHD CAPITAL

BD
CRD#: 38785
HOLTSVILLE, NY
Past

November 21, 2008 - March 18, 2010

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

BD
CRD#: 130390
HOLBROOK, NY
Past

October 9, 2007 - November 25, 2008

AMERICA'S CHOICE EQUITIES LLC

BD
CRD#: 135272
WEST PALM BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/17/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/6/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/8/2007
General Securities Representative Examination

Current Firm

JS
JOSEPH STONE CAPITAL L.L.C.
JOSEPH STONE CAPITAL L.L.C.

CRD#: 159744 / SEC#: , 8-69014

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
585 Stewart Ave Suite L60c, Garden City, NY 11530
Mailing Address
585 Stewart Ave Suite L60c, Garden City, NY 11530
Phone number
(516) 267-7001
Established
Delaware since 11/04/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DPMM HOLDINGS L.L.C.HOLDING COMPANY
GRAZIANO, ANTHONY JOSEPHCCO2862096
MAGGIO, DAMIANCEO2864247
NIXON, JON ALANFINOP4710715

Disclosures

Regulatory Event5
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JOSEPH STONE CAPITAL L.L.C.

CRD#: 159744

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