Stephen Magallanes
CFP®Professional Summary
Stephen Magallanes, CFP®, who also goes by Steve Magallanes, is a registered financial advisor currently at COLLABORATIVE WEALTH located in Stuart, Florida and LPL FINANCIAL LLC located in Stuart, Florida. Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Stephen has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Socially Responsible Investing
- Education Planning
- Employee and Employer Plan Benefits
- Estate Planning
- Retirement Income Management
- Investment Planning
- Insurance Planning
- Social Security Planning
- Budgeting
- Long-term Care
- Retirement Planning
- Comprehensive Financial Planning
Other Aliases
Steve Magallanes
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
Contact Information
Main Address
972 International Parkway, Lake Mary, FL 32746Phone Number
(407) 792-3336# of Employees
13SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,948AUM (Assets Under Management)
$653,282,295Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
(3/25/2021)
(11/27/2019)
(11/27/2019)
(11/27/2019)
(2/14/2018)
(9/4/2018)
(2/14/2018)
(11/27/2019)
(11/2/2023)
(2/25/2026)
(11/27/2019)
(11/27/2019)
(11/27/2019)
(2/15/2024)
(2/14/2018)
(11/27/2019)
(2/14/2018)
(1/3/2023)
(4/1/2025)
(11/27/2019)
(11/27/2019)
(11/27/2019)
(11/27/2019)
(10/21/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen Magallanes's CRS (Customer Relationship Summary).
Services Offered by Stephen
- Socially Responsible Investing
- Education Planning
- Employee and Employer Plan Benefits
- Estate Planning
- Retirement Income Management
- Investment Planning
- Insurance Planning
- Social Security Planning
- Budgeting
- Long-term Care
- Retirement Planning
- Comprehensive Financial Planning
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