SM
Stephen Magallanes
COLLABORATIVE WEALTH
Stuart, FL 34994
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CRD#: 5238169
SM
Professional summary
Stephen Magallanes, CFP®, who also goes by Steve Magallanes, is a registered financial advisor currently at COLLABORATIVE WEALTH located in Stuart, Florida and LPL FINANCIAL LLC located in Stuart, Florida.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Stephen has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Socially Responsible Investing
Education Planning
Employee and Employer Plan Ben...
Estate Planning
Retirement Income Management
Investment Planning
Insurance Planning
Social Security Planning
Budgeting
Long-term Care
Retirement Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Steve Magallanes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/20/2018 - Collaborative Wealth Management, Inc. - DBA: (Hybrid) Collaborative Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 09/06/2018 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Collaborative Wealth, an independent investment advisor firm. I started this business activity on 12/20/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/6/2020 - Collaborative Wealth Management Inc - DBA: (Hybrid) Collaborative Wealth Treasure Coast - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 09/30/2020 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Collaborative Wealth Management Inc, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/3/2020 - Collaborative Wealth Treasure Coast - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/22/2019 - 50 Hours Per Month/40 Hours During Securities Trading. 4. 04/13/2022 - Treasure Coast Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance specialist - Start Date - 04/07/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Magallanes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
September 4, 2018 - Present
COLLABORATIVE WEALTH
Office #1: 1805 S Kanner Hwy, Stuart, FL 34994RIA
CRD#: 142106
Stuart, FL
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 1805 S Kanner Hwy, Stuart, FL 34994RIA
BD
CRD#: 6413
Stuart, FL
Past
February 14, 2018 - March 4, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
November 30, 2011 - February 15, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
STUART, FL
Past
July 21, 2011 - November 29, 2011
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
STUART, FL
Past
July 21, 2011 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
STUART, FL
Past
July 8, 2008 - September 29, 2010
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
STUART, FL
Past
November 5, 2007 - September 29, 2010
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
STUART, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COLLABORATIVE WEALTH
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD#: 142106 / SEC#: 801-80100
RIA
Registered Investment Advisory firm - (8/6/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2008 Terminated)Texas
Registered Investment Advisory firm - (8/7/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/25/2021)
RR
Arizona(11/27/2019)
RR
California(11/27/2019)
RR
Colorado(11/27/2019)
RR
Florida(2/14/2018)
IAR
Florida(9/4/2018)
RR
Georgia(2/14/2018)
RR
Hawaii(11/27/2019)
RR
Illinois(11/2/2023)
RR
Iowa(11/27/2019)
RR
Kentucky(11/27/2019)
RR
Maryland(11/27/2019)
RR
Massachusetts(11/27/2019)
RR
Michigan(10/4/2023)
RR
Minnesota(2/15/2024)
RR
Mississippi(2/14/2018)
RR
New Jersey(3/20/2025)
RR
New York(11/27/2019)
RR
North Carolina(2/14/2018)
RR
Ohio(1/3/2023)
RR
Pennsylvania(4/1/2025)
RR
South Carolina(11/27/2019)
RR
Tennessee(11/27/2019)
RR
Texas(11/27/2019)
RR
Virginia(11/27/2019)
RR
Washington(10/21/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
COLLABORATIVE WEALTH
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD#: 142106 / SEC#: 801-80100
RIA
Registered Investment Advisory firm - (8/6/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2008 Terminated)Texas
Registered Investment Advisory firm - (8/7/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
972 International Parkway, Lake Mary, FL 32746
Mailing Address
Phone number
(407) 792-3336
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,810 |
| AUM (Assets Under Management) | $ 564,031,327 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLLABORATIVE WEALTH
CRD#: 142106Stuart, FL 34994TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
