Anand S. Ogale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anand Shrikrishna Ogale was a registered financial professional .
Anand is a previously registered financial professional and started their career in finance in 2007. Anand had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2025 - April 27, 2026
DV SECURITIES, LLC
March 5, 2025 - September 22, 2025
CABRERA CAPITAL MARKETS, LLC
November 4, 2015 - September 13, 2024
TRADEWEB LLC
July 22, 2009 - July 7, 2015
CRT CAPITAL GROUP LLC
January 26, 2007 - June 18, 2009
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
DV SECURITIES, LLC
CRD#: 305134 / SEC#: , 8-70393
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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