Anja M. Soderstrom
Professional summary
Anja Marie Therese Soderstrom is a registered financial professional currently at SIDOTI & COMPANY, LLC located in New York, New York.
Anja is registered as a RR (Registered Representative) and started their career in finance in 2006. Anja has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 7 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anja Marie Therese Soderstrom's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2018 - Present
SIDOTI & COMPANY, LLC
Office #1: 1177 Avenue Of Americas Floor 5, New York, NY 10036Office #2: 1177 Avenue Of Americas Floor 5, New York, NY 10036January 7, 2016 - May 17, 2016
SIDOTI & COMPANY, LLC
September 26, 2013 - November 23, 2015
TELSEY ADVISORY GROUP LLC
October 18, 2010 - September 7, 2012
COWEN SECURITIES LLC
July 26, 2007 - October 12, 2010
MAXIM GROUP LLC
December 18, 2006 - March 15, 2007
W.R. HAMBRECHT + CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2024)
(9/25/2018)
Exams
FINRA
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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