Teresa J. Bailey

Some features on this profile are disabled

CRD#: 5237064

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Teresa J. W. Bailey, CFP®, who also goes by Teresa Jane Walker, was a registered financial professional .

Teresa is a previously registered financial professional and started their career in finance in 2008. Teresa had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Teresa Jane Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Past

August 9, 2017 - June 12, 2025

WADDELL & ASSOCIATES, LLC

RIA

CRD#: 283723

Brentwood, TN

Past

October 15, 2015 - July 19, 2017

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Collierville, TN

Past

October 15, 2015 - July 19, 2017

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Collierville, TN

Past

January 17, 2014 - October 15, 2015

PICKLER & BAILEY FINANCIAL PLANNING, LLC

RIA

CRD#: 168623

COLLIERVILLE, TN

Past

February 22, 2011 - October 15, 2015

PICKLER WEALTH ADVISORS LLC

RIA

CRD#: 134434

COLLIERVILLE, TN

Past

February 10, 2009 - October 26, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

COLLIERVILLE, TN

Past

December 23, 2008 - October 26, 2015

LPL FINANCIAL LLC

CRD#: 6413

COLLIERVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WADDELL & ASSOCIATES, LLC

CRD#: 283723 / SEC#: 801-107784

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/2009

General Securities Principal Examination

Current Firm

WADDELL & ASSOCIATES, LLC

CRD#: 283723 / SEC#: 801-107784

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5188 Wheelis Drive, Memphis, TN 38117

Mailing Address

Phone number

(901) 767-9187

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WADDELL ASSOCIATES LLC ADV PART 2A OCT 2025 (10/20/2025)

Regulatory assets under management

Total Number of Accounts	2,791
AUM (Assets Under Management)	$ 1,701,742,264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Teresa J. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

PICKLER & BAILEY FINANCIAL PLANNING, LLC

PICKLER WEALTH ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

WADDELL & ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2009

SIE

Date: 7/19/2017

Series 7

Date: 12/22/2008

Series 24

Date: 10/5/2009

Current Firm

WADDELL & ASSOCIATES, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WADDELL & ASSOCIATES, LLC

TRUST BUT VERIFY

Similar Advisors