Caroline S. Cameron
Professional summary
Caroline Steers Cameron, who also goes by Caroline S. Cameron, Caroline Gimbernat Steers, is a registered financial professional currently at KEEFE, BRUYETTE & WOODS, INC. located in New York, New York.
Caroline is registered as a RR (Registered Representative) and started their career in finance in 2007. Caroline has worked at 5 firms and has passed the Series 63, Series 99TO, Series 86, Series 87, Series 79TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Caroline Steers Cameron's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2025 - Present
KEEFE, BRUYETTE & WOODS, INC.
Office #1: 787 7th Avenue, New York, NY 10019March 19, 2024 - June 18, 2025
LEERINK PARTNERS LLC
August 11, 2011 - August 8, 2012
EDGEVIEW CAPITAL SECURITIES, LLC
December 1, 2009 - July 15, 2011
MACQUARIE CAPITAL (USA) INC.
January 1, 2007 - December 1, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/22/2025
Operations Professional ExaminationSeries 79TO
Date: 3/18/2024
Investment Banking Registered Representative ExaminationFINRA
New York Stock Exchange
Current Firm
KEEFE, BRUYETTE & WOODS, INC.
CRD#: 481 / SEC#: , 8-10888
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KBW, LLC | LIMITED LIABILITTY CORPORATION | |
| ANDERSON, SCOTT RANDALL | DIRECTOR | 2154345 |
| BERRY, JOSEPH SCOTT | DIRECTOR | 2868513 |
| DAVIS, ERICKSON P | DIRECTOR | 4974063 |
| FISHER, MARK | GENERAL COUNSEL | 4970942 |
| GRANT, ROBERT J | DIRECTOR | 4861012 |
| JOHNSTONE, MARY | CHIEF COMPLIANCE OFFICER | 1170408 |
| KELLEY, MATTHEW | DIRECTOR | 5330646 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| MICHAUD, THOMAS BEAULIEU | CHIEF EXECUTIVE OFFICER, CHAIRMAN AND PRESIDENT | 1672278 |
| SMITH, RICHARD WILLIAM | PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 1333488 |
| WIRTH, PETER JOHN | DIRECTOR | 1623159 |
Disclosures
| Regulatory Event | 17 |
| Bond | 1 |
Red Flags
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