Brian M. Levy

WEST WEALTH GROUP

IRVINE, CA 92614

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CRD#: 5236788

Professional summary

Brian M Levy is a registered financial advisor currently at WEST WEALTH GROUP, LLC located in Irvine, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brian has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BML Wealth Management, dba BML Wealth & Insurance Services, Insurance Sales - Agent, 2 Park Plaza, Ste 280, Irvine, CA, Not Investment Related, 8/6/2004. 25 hr/wk - 3/trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian M Levy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2021 - Present

WEST WEALTH GROUP, LLC

Office #1: 2 Park Plaza Suite 800, Irvine, CA 92614

RIA

CRD#: 316644

IRVINE, CA

Past

July 19, 2017 - December 3, 2021

COOPER MCMANUS

RIA

CRD#: 111458

Irvine, CA

Past

September 30, 2009 - July 17, 2017

COOPER MCMANUS

RIA

CRD#: 111458

IRVINE, CA

Past

February 25, 2009 - July 17, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

Irvine, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST WEALTH GROUP, LLC

BML WEALTH MANAGEMENT | YACK WEALTH MANAGEMENT | WEST WEALTH GROUP, LLC | ENSEMBLE WEALTH MANAGEMENT

CRD#: 316644 / SEC#: 801-122438

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/5/2021)

IAR

Louisiana
(10/6/2021)

IAR

Texas
(10/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/8/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/2009

General Securities Representative Examination

Current Firm

WEST WEALTH GROUP, LLC

BML WEALTH MANAGEMENT | YACK WEALTH MANAGEMENT | WEST WEALTH GROUP, LLC | ENSEMBLE WEALTH MANAGEMENT

CRD#: 316644 / SEC#: 801-122438

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

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Contact information

Main Address

2 Park Plaza Suite 800, Irvine, CA 92614

Mailing Address

Phone number

(949) 682-9105

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/21/2025)

Regulatory assets under management

Total Number of Accounts	2,273
AUM (Assets Under Management)	$ 472,091,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian M. Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian M Levy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEST WEALTH GROUP, LLC

COOPER MCMANUS

COOPER MCMANUS

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

WEST WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/8/2009

SIE

Date: 7/17/2017

Series 7

Date: 2/24/2009

Current Firm

WEST WEALTH GROUP, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST WEALTH GROUP, LLC

TRUST BUT VERIFY

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