Michael R. Mcleod

THE FIDUCIARY GROUP

Savannah, GA 31406-3682

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CRD#: 5236643

Professional summary

Michael Rodman Mcleod, CFP® is a registered financial advisor currently at THE FIDUCIARY GROUP located in Savannah, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Rodman Mcleod's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 28, 2019 - Present

THE FIDUCIARY GROUP

Office #1: 310 Commercial Drive, Savannah, GA 31406-3682

RIA

CRD#: 221530

Savannah, GA

Past

September 20, 2016 - May 24, 2019

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

SAVANNAH, GA

Past

January 5, 2007 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

SAVANNAH, GA

Past

November 21, 2006 - May 24, 2019

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

SAVANNAH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE FIDUCIARY GROUP

THE FIDUCIARY GROUP | THE FIDUCIARY GROUP, LLC

CRD#: 221530 / SEC#: 801-96251

RIA

Registered Investment Advisory firm - (5/13/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/28/2019)

IAR

Texas
(8/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2006

General Securities Representative Examination

Current Firm

THE FIDUCIARY GROUP

THE FIDUCIARY GROUP | THE FIDUCIARY GROUP, LLC

CRD#: 221530 / SEC#: 801-96251

RIA

Registered Investment Advisory firm - (5/13/2015 Approved)

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Contact information

Main Address

310 Commercial Drive, Savannah, GA 31406-3682

Mailing Address

P.o. Box 13688, Savannah, GA 31416-0688

Phone number

(912) 303-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFG PART 2A BROCHURE 2025 (8/20/2025)

Regulatory assets under management

Total Number of Accounts	1,604
AUM (Assets Under Management)	$ 1,728,035,318

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/10/2025	Cover Page	Report
12/11/2023	Cover Page	Report
04/04/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Mcleod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Rodman Mcleod's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

THE FIDUCIARY GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2006

SIE

Date: 10/1/2018

Series 7

Date: 11/20/2006

Current Firm

THE FIDUCIARY GROUP

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE FIDUCIARY GROUP

TRUST BUT VERIFY

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