SC

Shane C. Conway

PUBLIC SAFETY FINANCIAL/GALLOWAY
Greenville, SC
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CRD#: 5236540
SC

Professional summary


Shane Christopher Conway, who also goes by Shane Conway, is a registered financial advisor currently at PUBLIC SAFETY FINANCIAL/GALLOWAY located in Greenville, South Carolina and MODERN WEALTH MANAGEMENT, LLC located in Fountain Inn, South Carolina.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Shane has worked at 5 firms and has passed the Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Shane Conway

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Shane Christopher Conway's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 13, 2023 - Present

PUBLIC SAFETY FINANCIAL/GALLOWAY

RIA
CRD#: 141091
Greenville, SC
Current

September 3, 2025 - Present

MODERN WEALTH MANAGEMENT, LLC

RIA
CRD#: 324624
FOUNTAIN INN, SC
Past

August 8, 2016 - October 24, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Greenwood Village, CO
Past

December 14, 2006 - April 23, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
PENSACOLA, FL
Past

December 14, 2006 - April 23, 2007

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
PENSACOLA, FL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(4/13/2023)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)
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Contact information


Main Address
1712 Main Street Suite 400, Kansas City, MO 64108
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
253

SEC notice filing (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts30,617
AUM (Assets Under Management)$ 10,904,051,242

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624Greenville, SC

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