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Irene E Mclaughlin

CRD# 5236351·Registered 2006 - 2018
Previously Registered: Being a previously registered professional could mean that Irene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Irene E Mclaughlin, who also goes by Irene Elizabeth Cronin, was a registered financial advisor. Irene was a previously registered financial professional and started their career in finance 2006 - 2018. Irene had worked at 2 firms and has passed the SIE, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Irene Elizabeth Cronin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

SUN LIFE FINANCIAL DISTRIBUTORS, INC.·CRD# 5496
BD
Wellesley Hills, MA
February 28, 2014 - April 10, 2018
CLARENDON INSURANCE AGENCY, INC.·CRD# 7395
BD
Waltham, MA
April 13, 2007 - March 21, 2012
SUN LIFE FINANCIAL DISTRIBUTORS, INC.·CRD# 5496
BD
Wellesley Hills, MA
December 12, 2006 - March 21, 2012

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Current Firm

SL
SUN LIFE FINANCIAL DISTRIBUTORS, INC.

MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC. | SUNCAN EQUITY SERVICES COMPANY | SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. | SUN LIFE FINANCIAL DISTRIBUTORS, INC. | SUN INVESTMENT SERVICES COMPANY

CRD#: 5496 / SEC#: 8-16198
BD
Terminated by SEC on 10/01/2018

Contact Information

Established

Delaware since 08/06/1970

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SUN LIFE FINANCIAL (U.S.) HOLDINGS, INC.100% SHAREHOLDER—
DAVIS, SCOTTDIRECTOR—
HAYNES, NEIL LEONARDDIRECTOR6405143
HEALY, DAVID JAMESPRESIDENT & DIRECTOR4103309
KALLAS, COLLEEN LOUISESECRETARY6910605
MURRAY, THOMAS JOSEPH JRCHIEF COMPLIANCE OFFICER1894655
WORMUTH, LAURA MANDOLINIFINANCIAL/OPERATIONS PRINCIPAL AND TREASURER6063656

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2006About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Aug 2010About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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