Laura L. Simpson
Professional summary
Laura Leigh Simpson, CFP®, who also goes by Laura Leigh Lister, Laura Simpson, is a registered financial advisor currently at PAX FINANCIAL GROUP located in Asheville, North Carolina.
Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Laura has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laura Leigh Simpson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
June 7, 2016 - Present
PAX FINANCIAL GROUP
Office #1: 28 Schenck Parkway Building 2b, Suite 200, Asheville, NC 28803February 13, 2015 - January 18, 2017
ADVISOR RESOURCE COUNCIL
July 10, 2014 - July 17, 2017
LPL FINANCIAL LLC
March 31, 2009 - August 12, 2013
CREDIT UNION INVESTMENT SERVICES
February 27, 2009 - August 12, 2013
SECU BROKERAGE SERVICES
November 13, 2006 - July 26, 2007
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
PAX FINANCIAL GROUP
CRD#: 284164 / SEC#: 801-107918
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/8/2018)
(6/7/2016)
Exams
Current Firm
PAX FINANCIAL GROUP
CRD#: 284164 / SEC#: 801-107918
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,900 |
| AUM (Assets Under Management) | $ 747,082,147 |
Red Flags
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Company Information
PAX FINANCIAL GROUP
CRD#: 284164Asheville, NC 28803TRUST BUT VERIFY
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