David K. Franklin
Professional summary
David Kitchen Franklin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, David had worked at 3 firms, which includes INTEGRAL WEALTH SECURITIES LLC, 1ST BRIDGEHOUSE SECURITIES LLC, TOLL CROSS SECURITIES USA INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2018 - June 9, 2025
INTEGRAL WEALTH SECURITIES LLC
September 20, 2007 - January 27, 2009
1ST BRIDGEHOUSE SECURITIES, LLC
November 2, 2006 - February 7, 2007
TOLL CROSS SECURITIES USA INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 2/14/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 37
Date: 11/1/2006
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
INTEGRAL WEALTH SECURITIES LLC
CRD#: 36143 / SEC#: , 8-47026
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 2 |
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