Brent P. Laird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Patrick Laird, CFP®, who also goes by Brent Laird, was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 2007. Brent had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2021 - October 10, 2023
KSB FINANCIAL SERVICES, LLC
December 12, 2008 - July 6, 2009
WELLS FARGO INVESTMENTS, LLC
December 12, 2008 - July 6, 2009
WELLS FARGO INVESTMENTS, LLC
October 30, 2007 - July 31, 2008
CITIGROUP GLOBAL MARKETS INC.
September 18, 2007 - July 31, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KSB FINANCIAL SERVICES, LLC
CRD#: 172553 / SEC#:
Contact information
Red Flags
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