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EM

Elizabeth R. Margalis

EVERETT HARRIS & CO
Mission Viejo, CA 92691
Some features on this profile are disabled
CRD#: 5235805
EM

Professional summary

Elizabeth Rose Margalis, who also goes by Elizabeth Rose Grams, Beth Rose Margalis, is a registered financial advisor currently at EVERETT HARRIS & CO located in Mission Viejo, California.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Elizabeth has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Elizabeth Rose Grams | Beth Rose Margalis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Rose Margalis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2020 - Present

EVERETT HARRIS & CO

Office #1: 27285 Las Ramblas, Suite 110, Mission Viejo, CA 92691
RIA
CRD#: 106830
Mission Viejo, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EH
EVERETT HARRIS & CO
EVERETT HARRIS & CO

CRD#: 106830 / SEC#: 801-853

RIA
Registered Investment Advisory firm - (11/1/1940 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/10/2020)

Exams

Current Firm

EH
EVERETT HARRIS & CO
EVERETT HARRIS & CO

CRD#: 106830 / SEC#: 801-853

RIA
Registered Investment Advisory firm - (11/1/1940 Approved)
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Contact information

Main Address
801 South Figueroa Street Suite 2050, Los Angeles, CA 90017
Mailing Address
Phone number
(213) 625-2677
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EVERETT HARRIS & CO. ADV PART 2 (2/6/2025)

Regulatory assets under management

Total Number of Accounts1,884
AUM (Assets Under Management)$ 10,897,570,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EVERETT HARRIS & CO

CRD#: 106830Mission Viejo, CA 92691

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