Heather E. Payne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Elizabeth Payne, who also goes by Heather Elizabeth Boals, Heather E Payne, Heather Elizabeth Rivera, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 2007. Heather had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2013 - November 4, 2013
HELEN LEE FINANCIAL, LLC
December 22, 2009 - January 3, 2013
FIFTH THIRD SECURITIES, INC.
December 16, 2009 - January 3, 2013
FIFTH THIRD SECURITIES, INC.
October 14, 2008 - April 22, 2009
NATCITY INVESTMENTS, INC.
October 14, 2008 - April 22, 2009
NATCITY INVESTMENTS, INC.
May 3, 2007 - August 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 26, 2007 - August 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HELEN LEE FINANCIAL, LLC
CRD#: 150125 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
