John A. Conners
Professional summary
John Anthony Conners is a registered financial professional currently at CONNERS & CO., INC. located in Cincinnati, Ohio.
John is registered as a RR (Registered Representative) and started their career in finance in 1973. John has worked at 1 firm and has passed the Series 52TO, Series 99TO, Series 7TO, SIE, Series 24, Series 14, Series 27 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Conners's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 1973 - Present
CONNERS & CO., INC.
Office #1: One West Fourth Street Suite 2800, Cincinnati, OH 45202-3843Office #2: 5080 Wooster Road Suite 300, Cincinnati, OH 45226State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/1985)
(8/14/1982)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 00
Date: 12/16/1972
General Securities Principal ExaminationFINRA
Current Firm
CONNERS & CO., INC.
CRD#: 1511 / SEC#: , 8-8228
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONNERS, JOHN ANTHONY | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 52348 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Company Information
CONNERS & CO., INC.
CRD#: 1511Cincinnati, OH 45202-3843TRUST BUT VERIFY
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