VV
Virginia R. Vanderwaal
WHALEN CAPITAL
Wausau, WI 54401
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CRD#: 5234773
VV
Professional summary
Virginia Renee Vanderwaal, who also goes by VIrginia Vanderwaal, Virginia Renee Ziemer, is a registered financial advisor currently at WHALEN CAPITAL, INC. located in Wausau, Wisconsin and ON INVESTMENT MANAGEMENT CO located in Wausau, Wisconsin.
Virginia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Virginia has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Virginia Vanderwaal | Virginia Renee Ziemer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CORPORATE RETIREMENT SOLUTIONS LLC; PRESIDENT; 09/2006; WAUSAU, WI; INVESTMENT RELATED; THIRD PARTY ADMINISTRATOR; WHALEN FINANCIAL GROUP, INC.; OFFICE ADMINISTRATOR; 09/2008; WAUSAU, WI; INVESTMENT RELATED; INSURANCE SALES ENTITY; 35HRS/MONTH DEVOTED TO THIS ACTIVITY. Whalen Capital, Inc; Yes investment related; 226411 Rib Mountain, Wausau, WI 54401; Investment advising; Investment advisor assistant to Kerry Whalen; 12/31/2022-present; 160 hours/month (160 hours during securities trading hours/month); Assist Kerry Whalen with his advisory clients. THE O.N. EQUITY SALES COMPANY; REGISTERED OFFICE ADMINISTRATOR; 06/2007; WAUSAU, WI;INVESTMENT RELATED; OFFICE ADMINISTRATOR TO REGISTERED REPRESENTATIVE;
CRS (Client Relationship Summary) - RIA
Click below to view Virginia Renee Vanderwaal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2022 - Present
WHALEN CAPITAL, INC.
Office #1: 226411 Rib Mountain Rd, Wausau, WI 54401RIA
CRD#: 130016
Wausau, WI
Current
October 2, 2025 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 226411 Rib Mountain, Wausau, WI 54401RIA
CRD#: 105662
Wausau, WI
Current
June 12, 2007 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 226411 Rib Mountain Dr, Wausau, WI 54401BD
CRD#: 2936
Wausau, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wisconsin(9/19/2007)
IAR
Wisconsin(2/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
