Matthew S. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Scott Jones was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2006. Matthew had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2016 - January 3, 2017
FCG WEALTH MANAGEMENT, LLC
March 11, 2015 - March 23, 2016
FCG ADVISORS, LLC
March 11, 2015 - January 3, 2017
FCG ADVISORS, LLC
September 17, 2009 - February 10, 2014
CHARLES SCHWAB & CO., INC.
September 17, 2009 - February 10, 2014
CHARLES SCHWAB & CO., INC.
January 1, 2007 - August 19, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
December 13, 2006 - August 19, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FCG WEALTH MANAGEMENT, LLC
CRD#: 281165 / SEC#: 801-55281
Contact information
Red Flags
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