Naomi Angone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Naomi Angone, who also goes by Naomi Yadira Angone, Naomi Y Ramos, was a registered financial professional .
Naomi is a previously registered financial professional and started their career in finance in 2006. Naomi had worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2017 - February 15, 2019
ALPHA CAPITAL MANAGEMENT GROUP LLC
April 6, 2017 - June 1, 2017
SECURIAN FINANCIAL SERVICES, INC.
May 1, 2014 - August 20, 2015
OSAIC WEALTH, INC.
October 23, 2009 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 22, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
ALPHA CAPITAL MANAGEMENT GROUP LLC
CRD#: 283624 / SEC#: 801-107838
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHA CAPITAL MANAGEMENT GROUP LLC
CRD#: 283624 / SEC#: 801-107838
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 457 |
| AUM (Assets Under Management) | $ 613,459,465 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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