HM
Harry E. Morad
PINE VALLEY INVESTMENTS
Naples, FL
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CRD#: 5234497
HM
Professional summary
Harry Edward Morad is a registered financial advisor currently at PINE VALLEY INVESTMENTS located in Naples, Florida.
Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Harry has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Partner - Pine Valley Capital - Pine Valley Capital (PVC) lends capital to businesses that secure what they borrow with real estate and real estate projects. PVC only takes a first lien position when lending - 1810 Chapel Avenue West, Cherry Hill, NJ, USA, 08002 - Limited, more of a passive Partner owning approximately 10% at the inception of the business - Business Started: 05/01/2018 - During trading hours: 2 hours - Outside trading hours: 10 hours - Expected total yearly compensation derived from the business: 2%.
2. Co-Founder - Pine Valley Planning - Pine Valley Planning offers detailed business and estate planning along with provides insurance related solutions when needed - 1810 Chapel Avenue West, Cherry Hill, NJ, USA, 08053 - Extremely limited responsibilities other than very basic administration
support. My involvement was with creating the entity and helping fund the entity for operational purposes but have become a passive partner/founder - Business Started: 01/01/2018 - During trading hours: 1 hour - Outside trading hours: 2 hours - Expected total yearly compensation derived from the business: 5%/
CRS (Client Relationship Summary) - RIA
Click below to view Harry Edward Morad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2015 - Present
PINE VALLEY INVESTMENTS
RIA
CRD#: 173995
Naples, FL
Past
December 23, 2014 - March 13, 2015
PHILADELPHIA INVESTMENT PARTNERS, LLC
RIA
CRD#: 122733
VOORHEES, NJ
Past
August 8, 2008 - September 7, 2012
TORO TRADING LLC
BD
CRD#: 115872
RUMSON, NJ
Past
August 6, 2008 - August 23, 2010
TORO TRADING LLC
BD
CRD#: 115872
RUMSON, NJ
Past
October 16, 2006 - August 4, 2008
GROUP ONE TRADING LLC
BD
CRD#: 37484
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PV
PINE VALLEY INVESTMENTS
MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS
CRD#: 173995 / SEC#: 801-80742
RIA
Registered Investment Advisory firm - (1/8/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/6/2023)
IAR
New Jersey(1/13/2015)
IAR
Texas(10/17/2018)
Current Firm
PV
PINE VALLEY INVESTMENTS
MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS
CRD#: 173995 / SEC#: 801-80742
RIA
Registered Investment Advisory firm - (1/8/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 E. Stow Rd. Suite 200, Marlton, NJ 08053
Mailing Address
Phone number
(856) 334-8260
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,152 |
| AUM (Assets Under Management) | $ 2,183,420,313 |
Red Flags
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