Adam J. Mclaughlin

RIVER RAISIN INVESTMENT PARTNERS

MONROE, MI 48161

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CRD#: 5234319

Professional summary

Adam James Mclaughlin is a registered financial advisor currently at RIVER RAISIN INVESTMENT PARTNERS, INC. located in Monroe, Michigan.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Adam has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/19/2012 - MCLAUGHLIN FINANCIAL GROUP LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - For accounting purposes only; not held out to the public. 2. 2/28/2018 - Monroe Charter Township - Not Investment Related - 4925 E. Dunbar Rd, Monroe MI 48161 - Non-Profit Board Member - Started 02/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Alternate for Monroe Charter Township Zoning Board of Appeals. 3. 8/29/2018 - McLaughlin Holdings LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 08/27/2018 - 0 Hours Per Month - Accounting purposes only. 4. 7/5/2019 - A MCLAUGHLIN PROPERTIES LLC - Investment Related - Home Based, Lasalle Mi 48145, and Monroe MI 48161 & 48162 - Real Estate Rental - Landlord - Started 12/18/2012 - 20 Hours Per Month/4 During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam James Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2019 - Present

RIVER RAISIN INVESTMENT PARTNERS, INC.

Office #1: 112 West 2nd Street, Monroe, MI 48161

RIA

CRD#: 298014

MONROE, MI

Past

November 2, 2009 - September 25, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

MONROE, MI

Past

October 30, 2009 - September 25, 2019

LPL FINANCIAL LLC

CRD#: 6413

MONROE, MI

Past

December 15, 2006 - November 16, 2009

WORLD GROUP SECURITIES, INC.

CRD#: 114473

MAUMEE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(9/13/2019)

IAR

Ohio
(9/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/14/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/23/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/29/2009

Investment Company Products/Variable Contracts Principal Examination

Current Firm

RIVER RAISIN INVESTMENT PARTNERS, INC.

RIVER RAISIN INVESTMENT PARTNERS, INC. | RIVER RAISIN INVESTMENT PARTNERS, LLC

CRD#: 298014 / SEC#:

Michigan

Registered Investment Advisory firm - (8/3/2018 Approved)

Ohio

Registered Investment Advisory firm - (8/13/2018 Approved)

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Contact information

Main Address

230 W Front St, Monroe, MI 48161

Mailing Address

Phone number

(734) 241-5771

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	935
AUM (Assets Under Management)	$ 120,166,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Adam J. Mclaughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam James Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WORLD GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2009

Series 63

Date: 2/26/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2010

Series 6

Date: 12/14/2006

Series 24

Date: 9/23/2010

Series 26

Date: 12/29/2009

Current Firm

RIVER RAISIN INVESTMENT PARTNERS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIVER RAISIN INVESTMENT PARTNERS, INC.

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