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AM

Adam J. Mclaughlin

RIVER RAISIN INVESTMENT PARTNERS
MONROE, MI 48161
Some features on this profile are disabled
CRD#: 5234319
AM

Professional summary

Adam James Mclaughlin is a registered financial advisor currently at RIVER RAISIN INVESTMENT PARTNERS, INC. located in Monroe, Michigan.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Adam has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam James Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2019 - Present

RIVER RAISIN INVESTMENT PARTNERS, INC.

Office #1: 112 West 2nd Street, Monroe, MI 48161
RIA
CRD#: 298014
MONROE, MI
Past

November 2, 2009 - September 25, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
MONROE, MI
Past

October 30, 2009 - September 25, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
MONROE, MI
Past

December 15, 2006 - November 16, 2009

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
MAUMEE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(2/26/2026)
IAR
Ohio
(9/10/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/26/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/26/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/14/2006
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/23/2010
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/29/2009
Investment Company Products/Variable Contracts Principal Examination

Current Firm

RR
RIVER RAISIN INVESTMENT PARTNERS, INC.
RIVER RAISIN INVESTMENT PARTNERS, INC. | RIVER RAISIN INVESTMENT PARTNERS, LLC

CRD#: 298014 / SEC#:

Michigan
Registered Investment Advisory firm - (8/3/2018 Approved)
Ohio
Registered Investment Advisory firm - (8/13/2018 Approved)
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Contact information

Main Address
230 W Front St, Monroe, MI 48161
Mailing Address
Phone number
(734) 241-5771
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts935
AUM (Assets Under Management)$ 120,166,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIVER RAISIN INVESTMENT PARTNERS, INC.

CRD#: 298014Monroe, MI 48161

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