Alicia Follmer
Professional summary
Alicia Follmer, CFP®, who also goes by Alicia K Follmer, is a registered financial advisor currently at COLDSTREAM WEALTH MANAGEMENT located in Seattle, Washington.
Alicia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Alicia has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alicia Follmer's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
August 12, 2024 - Present
COLDSTREAM WEALTH MANAGEMENT
Office #1: 1200 Westlake Ave N Ste 900, Seattle, WA 98109June 2, 2009 - January 24, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 2008 - January 24, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 26, 2007 - June 16, 2008
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
COLDSTREAM WEALTH MANAGEMENT
CRD#: 108805 / SEC#: 801-39379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/12/2024)
Exams
Current Firm
COLDSTREAM WEALTH MANAGEMENT
CRD#: 108805 / SEC#: 801-39379
Contact information
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,519 |
| AUM (Assets Under Management) | $ 12,438,532,202 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/27/2024 | ||
| 09/29/2023 |
Red Flags
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