AO
Axel J. Otero
ALLGEN FINANCIAL ADVISORS
Orlando, FL 32801
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CRD#: 5233716
AO
Professional summary
Axel Jose Otero, who also goes by Axel J Otero Crescioni, is a registered financial advisor currently at ALLGEN FINANCIAL ADVISORS, INC. located in Orlando, Florida.
Axel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Axel has worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Axel J Otero Crescioni
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
01/2022 - Present, Brew A Coffee, LLC d/b/a "Cafe Don Juan", Not Investment Related, 1100 S. Orlando Avenue, Suite B, Winter Park, Florida 32789, Restaurant/Cafe, I am a Partner that spends up to 10 hours a month handling accounting oversight and payroll.
CRS (Client Relationship Summary) - RIA
Click below to view Axel Jose Otero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2023 - Present
ALLGEN FINANCIAL ADVISORS, INC.
Office #1: 100 W. Lucerne Circle Suite 200, Orlando, FL 32801RIA
CRD#: 126877
Orlando, FL
Past
January 18, 2007 - May 18, 2016
SANTANDER SECURITIES LLC
BD
CRD#: 41791
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLGEN FINANCIAL ADVISORS, INC.
ALLGEN FINANCIAL ADVISORS, INC. | GOOD RISK REWARD, INC. | ALLGEN, INC. | ALLGEN FINANCIAL SERVICES, INC.
CRD#: 126877 / SEC#: 801-80077
RIA
Registered Investment Advisory firm - (7/15/2014 Approved)Alabama
Registered Investment Advisory firm - (9/18/2014 Terminated)Florida
Registered Investment Advisory firm - (8/28/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/29/2014 Terminated)New York
Registered Investment Advisory firm - (8/28/2014 Terminated)Ohio
Registered Investment Advisory firm - (8/28/2014 Terminated)Texas
Registered Investment Advisory firm - (8/28/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
ALLGEN FINANCIAL ADVISORS, INC.
ALLGEN FINANCIAL ADVISORS, INC. | GOOD RISK REWARD, INC. | ALLGEN, INC. | ALLGEN FINANCIAL SERVICES, INC.
CRD#: 126877 / SEC#: 801-80077
RIA
Registered Investment Advisory firm - (7/15/2014 Approved)Alabama
Registered Investment Advisory firm - (9/18/2014 Terminated)Florida
Registered Investment Advisory firm - (8/28/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/29/2014 Terminated)New York
Registered Investment Advisory firm - (8/28/2014 Terminated)Ohio
Registered Investment Advisory firm - (8/28/2014 Terminated)Texas
Registered Investment Advisory firm - (8/28/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lucerne Circle Suite 200, Orlando, FL 32801
Mailing Address
Phone number
(407) 210-3888
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,319 |
| AUM (Assets Under Management) | $ 392,518,934 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
