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Andrew Aaron Haemker

CRD# 5233375·Registered 2013 - 2014
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Aaron Haemker, who also goes by Andrew Haemker, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 2013 - 2014. Andrew had worked at 1 firm and has passed the Series 56 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Haemker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

ALLSTON TRADING LLC·CRD# 125499
BD
Chicago, IL
July 11, 2013 - April 15, 2014

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Current Firm

AT
ALLSTON TRADING LLC

ALLSTON TRADING LLC | ALLSTON TRADING, LLC

CRD#: 125499 / SEC#: 8-65807
BD
Terminated by SEC on 12/30/2014

Contact Information

Established

Illinois since 12/31/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALLSTON HOLDINGS LLCPARENT/MEMBER—
BIONDO, JAY ARTHURCHIEF COMPLIANCE OFFICER5995044
DEVLIN, KEVIN WILLIAMCHIEF FINANCIAL OFFICER/FINOP—
JONES, CARLTON ROOSEVELTPRESIDENT4645926
LAZZO, STEPHEN KEITHCHIEF TECHNOLOGY OFFICER4457081
MAHAJAN, RAJ AMITCHIEF EXECUTIVE OFFICER2782381

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 56 — Proprietary Trader Qualification Examination

Passed Jul 2013

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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