BB
Benjamin S. Beverly
CAPITAL CITIES INVESTMENTS
RICHMOND, VA 23229
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CRD#: 5233216
BB
Professional summary
Benjamin Stephen Beverly, who also goes by Ben Beverly, Benjamin Beverly, is a registered financial advisor currently at CAPITAL CITIES INVESTMENTS located in Richmond, Virginia and SILVER OAK SECURITIES, INCORPORATED located in Richmond, Virginia.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Beverly | Benjamin Beverly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Capital Cities Investments,Is Investment Related,"8100 Three Chopt Rd, suite 104, Richmond, VA, 23229, United States",financial planning,investment advisor,2011-03-01,120 hours per month,120 hours per month during trading hours,Fee Based Compensation,investment advisory services and financial planning 2) Benjamin SBeverly,Is Not Investment Related,"8100 Three Chopt Rd, suite 104, Richmond, VA, 23229, United States",insurance,insurance agent,2011-03-01,5 hours per month,5hours per month during trading hours,Commission Compensation,"life, long term care sales and service" 3) Trices Lake Inc,Is Not Investment Related, PO Box 65Cartersville, VA 23027,volunteer,Board Member,2022-02-01,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,Home OwnersAssociation board of directors volunteer member. Attend monthly meetings to discuss community needs and concerns.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Stephen Beverly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2011 - Present
CAPITAL CITIES INVESTMENTS
Office #1: 8100 Three Chopt Rd. Suite 104, Richmond, VA 23229RIA
CRD#: 116185
RICHMOND, VA
Current
November 3, 2023 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 8100 Three Chopt Rd. Ste. 104, Richmond, VA 23229RIA
BD
CRD#: 46947
Richmond, VA
Past
March 30, 2011 - November 2, 2023
TRIAD ADVISORS LLC
BD
CRD#: 25803
RICHMOND, VA
Past
April 28, 2008 - March 23, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GLEN ALLEN, VA
Past
April 1, 2008 - March 23, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GLEN ALLEN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CAPITAL CITIES INVESTMENTS
CAPITAL CITIES INVESTMENTS
CRD#: 116185 / SEC#: 801-69504
RIA
Registered Investment Advisory firm - (8/27/2008 Approved)Florida
Registered Investment Advisory firm - (8/27/2008 Terminated)Indiana
Registered Investment Advisory firm - (8/27/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (9/10/2008 Terminated)Vermont
Registered Investment Advisory firm - (8/27/2008 Terminated)Virginia
Registered Investment Advisory firm - (8/27/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/3/2023)
RR
California(11/3/2023)
RR
Colorado(11/3/2023)
RR
Florida(11/3/2023)
RR
Georgia(11/3/2023)
RR
Indiana(11/3/2023)
RR
Missouri(11/3/2023)
RR
New Jersey(4/1/2024)
RR
New York(11/3/2023)
RR
North Carolina(11/6/2023)
RR
Ohio(11/3/2023)
RR
Oregon(11/3/2023)
RR
Pennsylvania(11/3/2023)
RR
South Carolina(11/3/2023)
RR
Texas(11/3/2023)
IAR
Virginia(3/28/2011)
RR
Virginia(11/3/2023)
RR
Washington(11/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CAPITAL CITIES INVESTMENTS
CAPITAL CITIES INVESTMENTS
CRD#: 116185 / SEC#: 801-69504
RIA
Registered Investment Advisory firm - (8/27/2008 Approved)Florida
Registered Investment Advisory firm - (8/27/2008 Terminated)Indiana
Registered Investment Advisory firm - (8/27/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (9/10/2008 Terminated)Vermont
Registered Investment Advisory firm - (8/27/2008 Terminated)Virginia
Registered Investment Advisory firm - (8/27/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
426 East New York Street, Indianapolis, IN 46202
Mailing Address
Phone number
(317) 475-4500
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,319 |
| AUM (Assets Under Management) | $ 251,443,578 |
Red Flags
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Company Information
CAPITAL CITIES INVESTMENTS
CRD#: 116185Richmond, VA 23229TRUST BUT VERIFY
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