Kristin B. Poole

KRILOGY

St. Louis, MO 63141

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CRD#: 5233193

Professional summary

Kristin Bence Poole, CFP®, who also goes by Kristin Bence Otten, Kristin Otten, is a registered financial advisor currently at KRILOGY located in St. Louis, Missouri.

Kristin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kristin has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristin Bence Otten | Kristin Otten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Washington University, non-investment related, 1 Brookings Drive St. Louis, MO 63130,teaching position, Adjunct Lecturer, March 2019, 5-10 hours per month outside, 5-10 hours per month during trading hours; Lecture on Wealth Management Practice

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Bence Poole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

August 2, 2018 - Present

KRILOGY

Office #1: 275 N. Lindbergh Ste. 20, St. Louis, MO 63141

RIA

CRD#: 149046

St. Louis, MO

Past

June 1, 2011 - May 23, 2018

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

ST LOUIS, MO

Past

November 16, 2010 - May 9, 2011

LEGATRUST FINANCIAL ADVISORS, INC.

RIA

CRD#: 152749

SAINT LOUIS, MO

Past

September 4, 2007 - September 7, 2010

NEW ENGLAND SECURITIES

RIA

CRD#: 615

ST. LOUIS, MO

Past

October 26, 2006 - September 7, 2010

NEW ENGLAND SECURITIES

CRD#: 615

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(8/2/2018)

IAR

Texas
(2/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/18/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/25/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

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Contact information

Main Address

275 N. Lindbergh Ste. 20, St. Louis, MO 63141

Mailing Address

Phone number

(314) 884-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/31/2025)

KRILOGY FINANCIAL, LLC CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	10,780
AUM (Assets Under Management)	$ 4,954,332,013

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
02/27/2025	Cover Page	Report
10/12/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristin B. Poole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Bence Poole's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUCKINGHAM STRATEGIC WEALTH, LLC

LEGATRUST FINANCIAL ADVISORS, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

KRILOGY

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2007

Series 63

Date: 10/17/2006

Series 7

Date: 3/18/2010

Series 6

Date: 10/25/2006

Current Firm

KRILOGY

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KRILOGY

TRUST BUT VERIFY

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