Christy L. Ramirez
Professional summary
Christy Lanay Ramirez, who also goes by Christy Lanay Geary, Christy Stringer Geary, Christy Geary, Christy Lanay Stringer, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Christy is registered as a RR (Registered Representative) and started their career in finance in 2007. Christy has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christy Lanay Ramirez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2016 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262March 13, 2014 - April 12, 2016
FIDELITY BROKERAGE SERVICES LLC
October 1, 2012 - March 28, 2013
J.P. MORGAN SECURITIES LLC
October 13, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
February 12, 2008 - February 19, 2009
FIDELITY BROKERAGE SERVICES LLC
February 28, 2007 - February 12, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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