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WM

William N. Miner

BRYANT PARK CAPITAL SECURITIES
Blue Bell, PA 19422
CRD#: 5232582
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WM
William Nathaniel MinerBRYANT PARK CAPITAL SECURITIES

Professional summary

William Nathaniel Miner, who also goes by Bill Miner, is a registered financial professional currently at BRYANT PARK CAPITAL SECURITIES, INC. located in Blue Bell, Pennsylvania.

William is registered as a RR (Registered Representative) and started their career in finance in 2012. William has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Miner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Nathaniel Miner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2012 - Present

BRYANT PARK CAPITAL SECURITIES, INC.

Office #1: 117 Inverness Drive, Blue Bell, PA 19422Office #2: 117 Inverness Drive, Blue Bell, PA 19422
BD
CRD#: 20433
Blue Bell, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/20/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 2/17/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/28/2011
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BRYANT PARK CAPITAL SECURITIES, INC.
BRYANT PARK CAPITAL SECURITIES, INC. | WELLESLEY SECURITIES, INC. | WELLESLEY RESOURCES, INC. | BRYANT PARK CAPITAL, INC.

CRD#: 20433 / SEC#: , 8-38238

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
161 Washington St., Suite 310, Conshohocken, PA 19428
Mailing Address
161 Washington St., Suite 310, Conshohocken, PA 19428
Phone number
(484) 586-8200
Established
Delaware since 01/16/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRYANT PARK CAPITAL LLCPARENT COMPANY
BENDER, STEVEN CHRISTOPHERFINANCIAL AND OPERATIONS PRINCIPAL2650187
BENDER, STEVEN CHRISTOPHERPFO, POO2650187
KANE, RAYMOND JOSEPH IIIGSP1938069
MAGERMAN, JOEL DPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER, SUPERVISOR OF INVESTMENT BANKING4432343

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRYANT PARK CAPITAL SECURITIES, INC.

CRD#: 20433Blue Bell, PA 19422

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