AF
Adam C. Fisher
OAK LANE ADVISORS
CENTERVILLE, UT 84014
Some features on this profile are disabled
CRD#: 5231886
AF
Professional summary
Adam Craig Fisher is a registered financial advisor currently at OAK LANE ADVISORS located in Centerville, Utah.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Adam has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WN INSURANCE GROUP LLC: INSURANCE AGENCY; PARTNER. AXIS FAMILY HOLDINGS LLC: HOLDING COMPANY; OWNER. NSO BIG SKY LLC: HOLDING COMPANY; MEMBER. NORTH SLOPE OUTDOORS LLC: EQUIPMENT RENTALS; OWNER. OLD GROWTH CAPTIAL LLC: HOLDING COMPANY; OWNER SCP FUND I LLC: LAND DEVELOPMENT; OWNER; WN HOLDINGS LLC HAS A BENEFICIAL INTEREST IN SCP FUND I LLC. WN HOLDINGS LLC: HOLDING COMPANY; OWNER. 317 VENTURES, LLC; HOLDING COMPANY; OWNER. 317 DEVELOPMENT LLC: REAL ESTATE; MEMBER. 317 CAPITAL GROUP LLC: REAL ESTATE; NON-MANAGING MEMBER. WELLSPRING HOMES, LLC: MARKETING; MEMBER
CRS (Client Relationship Summary) - RIA
Click below to view Adam Craig Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2007 - Present
OAK LANE ADVISORS
Office #1: 1222 W. Legacy Crossing Blvd Suite 6, Centerville, UT 84014RIA
CRD#: 140612
CENTERVILLE, UT
Past
March 30, 2009 - March 13, 2020
ARETE WEALTH MANAGEMENT, LLC
BD
CRD#: 44856
Centerville, UT
Past
November 7, 2006 - March 25, 2009
PRIVATE CONSULTING GROUP, INC.
BD
CRD#: 45053
CENTERVILLE, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OL
OAK LANE ADVISORS
EDGE FINANCIAL ADVISORS, LLC | WRG INSURANCE LLC | WN INSURANCE GROUP, LLC | WEALTH NAVIGATION, LLC | WEALTH NAVIGATION ADVISORS | THE WN GROUP, LLC | THE WN GROUP | OAK LANE WEALTH | OAK LANE ADVISORS | NAVIGATION CAPITAL GROUP
CRD#: 140612 / SEC#: 801-116880
RIA
Registered Investment Advisory firm - (6/28/2019 Approved)Colorado
Registered Investment Advisory firm - (4/4/2018 Terminated)Idaho
Registered Investment Advisory firm - (7/3/2019 Terminated)Utah
Registered Investment Advisory firm - (7/5/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/24/2022)
IAR
Utah(5/22/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
OL
OAK LANE ADVISORS
EDGE FINANCIAL ADVISORS, LLC | WRG INSURANCE LLC | WN INSURANCE GROUP, LLC | WEALTH NAVIGATION, LLC | WEALTH NAVIGATION ADVISORS | THE WN GROUP, LLC | THE WN GROUP | OAK LANE WEALTH | OAK LANE ADVISORS | NAVIGATION CAPITAL GROUP
CRD#: 140612 / SEC#: 801-116880
RIA
Registered Investment Advisory firm - (6/28/2019 Approved)Colorado
Registered Investment Advisory firm - (4/4/2018 Terminated)Idaho
Registered Investment Advisory firm - (7/3/2019 Terminated)Utah
Registered Investment Advisory firm - (7/5/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1222 W. Legacy Crossing Blvd Suite 6, Centerville, UT 84014
Mailing Address
Phone number
(801) 335-8200
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,258 |
| AUM (Assets Under Management) | $ 367,281,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OAK LANE ADVISORS
CRD#: 140612Centerville, UT 84014TRUST BUT VERIFY
Monitor Adam Fisher
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
